Dennis P Zacharopoulos

Current Employers

Employment History

• 02/2019 → 04/2021
  National Life Group
  Whiteplains, VT
• 11/2019 → 12/2020
  Equity Services, Inc.
  Montpelier, VT
• 01/2018 → 01/2019
  Self-Employed
  New York, NY
• 03/2001 → 10/2017
  Icap Group/ Icap Advisory
  Kaillithea
• 01/2021 → 12/2024
  Equity Services Inc
  Montpelier, VT
• 04/2021 → 12/2024
  Equity Services Inc
  Montpelier, VT
• 10/2017 → 01/2018
  Unemployment
  New York, NY
• 01/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-06-07 → 2024-12-31
  Equity Services, Inc.
  White Plains, NY
  New York, NY
  Latham, NY
  Armonk, NY

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2018; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: CORPORATE PLANS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: PARTNER SUPPORT ON CLIENT FACING, ANALYTICAL, SUPPORT OR MARKETING WORK AS NEEDED; 3. NAME OF OTHER BUSINESS: CORPORATE PLANS RETIREMENT STRATEGIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: BUSINESS DEVELOPMENT, RESEARCH, MARKETING, BUSINESS TECHNOLOGY SUPPORT OF THE PARTNERS AS NEEDED; 4. NAME OF OTHER BUSINESS: PREJUDICE UNFOLDED; INVESTMENT RELATED: NO; ADDRESS: STAMFORD, CT 06903; NATURE OF BUSINESS: EDUCATION; START DATE: 01/2005; POSITION/TITLE/RELATIONSHIP: MEMBER OF THE BOARD; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PROVIDE SUBSTANTIVE FEEDBACK ON STRATEGY AND CONTENT ON AN ADHOC BASIS; 5. NAME OF OTHER BUSINESS: GROUNDWORK BRIDGEPORT; INVESTMENT RELATED: NO; ADDRESS: STAMFORD, CT 06903; NATURE OF BUSINESS: RECLAIMS ABANDONED, RUN-DOWN SITES AS OPEN SPACES WITH AN EMPHASIS ON RECREATION, BEAUTIFICATION, ECONOMIC DEVELOPMENT, AND ACCESS TO THE COUNTRYSIDE; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: VOLUNTEER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OCCASIONALLY SUPPORT THE CEO, IN ORGANIZATIONAL MATTERS; 6. NAME OF OTHER BUSINESS: MORRIS JUMEL NEIGHBORHOOD ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 442 W 162 ST, NEW YORK CITY, NY 10032; NATURE OF BUSINESS: BOARD; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, KEEP MINUTES, COMMUNICATE ACTIVITIES AND EVENTS TO MEMBERS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-05-27
• S63 Uniform Securities Agent State Law Examination
  2019-12-30

Other Names

• Dennis Zacharopoulos