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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-02-13
  • FL RA
    APPROVED
    Since 2020-02-13

Branch Locations

16949 Us Hwy 441, Mount Dora, FL 32757 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Winter Garden FL 03/2011 Present
Wells Fargo Clearing Services, Llc Winter Garden FL 11/2019 Present
Other Businesses

DESIGN WITH CARE LLC, INV RELATED, GROVELAND, FL, 100% OWNERSHIP WITH SPOUSE, START 1/29/2021, 10 HOURS PER MONTH, ZERO DURING TRADING, INTERIOR DESIGN AND REMODEL BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-12
  • S66 Uniform Combined State Law Examination
    2020-02-12

View on SEC IAPD

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