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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-08-18
PA RA APPROVED 2024-11-14
NC RA APPROVED 2023-12-15
SC RA APPROVED 2023-11-14
WY RA APPROVED 2023-10-11
TX RA APPROVED 2023-09-20
FL RA APPROVED 2021-05-14
UT RA APPROVED 2020-09-28
CO RA APPROVED 2015-04-07
NJ RA APPROVED 2011-06-08
  • WA RA
    APPROVED
    Since 2025-08-18
  • PA RA
    APPROVED
    Since 2024-11-14
  • NC RA
    APPROVED
    Since 2023-12-15
  • SC RA
    APPROVED
    Since 2023-11-14
  • WY RA
    APPROVED
    Since 2023-10-11
  • TX RA
    APPROVED
    Since 2023-09-20
  • FL RA
    APPROVED
    Since 2021-05-14
  • UT RA
    APPROVED
    Since 2020-09-28
  • CO RA
    APPROVED
    Since 2015-04-07
  • NJ RA
    APPROVED
    Since 2011-06-08

Branch Locations

5337 Millenia Lakes Blvd. Suite 405, Orlando, FL 32839 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors New York NY 05/2011 06/2020
University Of Wyoming Laramie WY 12/2019 Present
Equitable Advisors, Llc New York NY 05/2011 Present
  • 05/2011 → 06/2020
    Axa Advisors
    New York, NY
  • 12/2019 → Present
    University Of Wyoming
    Laramie, WY
  • 05/2011 → Present
    New York, NY
Other Businesses

1. UNIVERSITY OF WYOMING; ADJUNCT PROFESSOR; NOT INVESTMENT RELATED. Temporary Lecturer for courses offered online through the University of Wyoming; START DATE 12/16/2019; APPROXIMATELY 10 HOURS PER MONTH. 2. KNIGHTS OF COLUMBUS GROUP, Knights of Columbus - Holy Family #11488 5125 S. Apopka Vineland Rd. Orlando, FL 32819; VOLUNTEER/MEMBER; START DATE 3/15/2023; APPROXIMATELY 2 HOURS PER MONTH. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-02
  • S66 Uniform Combined State Law Examination
    2011-06-02
Other Names
  • Steven Fortino

View on SEC IAPD

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