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Edwin Sotoquinones

Equitable Advisors, LLC

Orlando, FL

Orlando, FL

CRD 3154398

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-12-06
TX RA APPROVED_RES 2013-12-05
  • FL RA
    APPROVED
    Since 2013-12-06
  • TX RA
    APPROVED_RES
    Since 2013-12-05

Branch Locations

5337 Millenia Lakes Blvd. Suite 405, Orlando, FL 32839 • United States

Orlando, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

SELF-AUTO RACING, DRIVER TEAM OWNER, COMMENTATOR, 8063 NEMOURS PKWY, ORLANDO, FL 32827. STARTED JAN 2007, 5 HR/MO, NO COMP, NOT INVESTMENT RELATED. FVOESQ, LLC, 8063 NEMOURS PKWY, ORLANDO FL 32827, ADMINISTRATIVE DUTIES, DATE 5/24/2021, 4HOURS PER MONTH. NOT INVESTMENT RELATED. MASS MUTUAL, GENERAL AGENCY, OUTSIDE INSURANCE SALES OR SERVICE, STARTED JAN 1999, DISABILITY, HEALTH, LTC, FIXED ANNUITY, TERM LIFE, UNIVERSAL LIFE, WHOLE LIFE, 3K/YR COMP. BRIGHTHOUSE (METLIFE), GENERAL AGENCY, OUTSIDE INSURANCE SALES OR SERVICE, STARTED MAR 2012, FIXED ANNUITY, TERM LIFE, UNIVERSAL LIFE, WHOLE LIFE, 1K/YR COMP. ING/VOYA, GENERAL AGENCY, OUTSIDE INSURANCE SALES OR SERVICE, STARTED MAR 2012, TERM LIFE, UNIVERSAL LIFE, WHOLE LIFE, NO COMP. TRANSAMERICA, GENERAL AGENCY, OUTSIDE INSURANCE SALES OR SERVICE, STARTED MAR 2012, TERM LIFE, UNIVERSAL LIFE, NO COMP. UNIVERSAL INSURANCE, DIRECT INSURANCE CARRIER, OUTSIDE INSURANCE SALES OR SERVICE, STARTED SEPT 2013, NO COMP. EXECUTOR FOR FATHER AND MOTHER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-11
S63 Uniform Securities Agent State Law Examination 2000-02-18
S65 Uniform Investment Adviser Law Examination 1999-07-01
  • S66 Uniform Combined State Law Examination
    2013-02-11
  • S63 Uniform Securities Agent State Law Examination
    2000-02-18
  • S65 Uniform Investment Adviser Law Examination
    1999-07-01
Other Names
  • Edwin Soto

View on SEC IAPD

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