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Patrick Andrew Mccarty

Equitable Advisors, LLC

Orlando, FL

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-05
FL RA APPROVED 1991-05-09
  • TX RA
    APPROVED_RES
    Since 2021-05-05
  • FL RA
    APPROVED
    Since 1991-05-09

Branch Locations

5337 Millenia Lakes Blvd. Suite 405, Orlando, FL 32839 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

UNITED HEALTHCARE, OUTSIDE INSURANCE CARRIERS, SELL HEALTH INSURANCE, STARTED 01/2011, $5K/YR COMP. POA for Mother and Father.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-01
S63 Uniform Securities Agent State Law Examination 1989-05-03
  • S65 Uniform Investment Adviser Law Examination
    1999-06-01
  • S63 Uniform Securities Agent State Law Examination
    1989-05-03

View on SEC IAPD

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