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Canary Chia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Highland Park, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-15
UT RA APPROVED 2021-02-23
IL RA APPROVED 2020-09-22
  • TX RA
    APPROVED_RES
    Since 2023-03-15
  • UT RA
    APPROVED
    Since 2021-02-23
  • IL RA
    APPROVED
    Since 2020-09-22

Branch Locations

1921 St Johns Ave, Highland Park, IL 60035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Barrington IL 10/2019 02/2020
Self North Barrington IL 06/2000 11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 08/2020 Present
Unemployed Barrington IL 03/2020 07/2020
Bank Of America N.A. Northbrook IL 09/2020 Present
  • 10/2019 → 02/2020
    Morgan Stanley Smith Barney Llc
    Barrington, IL
  • 06/2000 → 11/2019
    Self
    North Barrington, IL
  • 08/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Northbrook, IL
  • 03/2020 → 07/2020
    Unemployed
    Barrington, IL
  • 09/2020 → Present
    Bank Of America N.A.
    Northbrook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-17
  • S66 Uniform Combined State Law Examination
    2020-06-17
Other Names
  • Canary S Hong

View on SEC IAPD

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KAREN M FINERMAN

Other Offices

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC · HIGHLAND PARK, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Highland Park, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HIGHLAND PARK, IL
CITIGROUP GLOBAL MARKETS INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
EDWARD JONES · Highland Park, IL

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