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Giorgi Batiashvili

Wells Fargo Clearing Services, LLC

New York, NY

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-05
  • NY RA
    APPROVED
    Since 2024-02-05

Branch Locations

781 Broadway, New York, NY 10003 • United States

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 07/2020 01/2022
Hsbc Bank Usa, N.A. New York NY 12/2016 01/2022
Royale Company Brooklyn NY 07/2016 12/2016
Bmcc New York NY 01/2014 12/2016
Hsbc Securities (Usa) Inc. New York NY 02/2021 01/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/2022 01/2024
Wells Fargo Clearing Services, Llc New York NY 01/2024 Present
Wells Fargo Bank, Na New York NY 01/2024 Present
  • 07/2020 → 01/2022
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 12/2016 → 01/2022
    Hsbc Bank Usa, N.A.
    New York, NY
  • 07/2016 → 12/2016
    Royale Company
    Brooklyn, NY
  • 01/2014 → 12/2016
    Bmcc
    New York, NY
  • 02/2021 → 01/2022
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 01/2022 → 01/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 01/2024 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 01/2024 → Present
    Wells Fargo Bank, Na
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-31
S63 Uniform Securities Agent State Law Examination 2020-10-05
  • S66 Uniform Combined State Law Examination
    2022-08-31
  • S63 Uniform Securities Agent State Law Examination
    2020-10-05
Other Names
  • George Batiashvili

View on SEC IAPD

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