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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-09 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 05/2020 | 02/2022 |
| Hsbc Bank Usa, N.A. | New York | NY | 05/2017 | 02/2022 |
| Harmony Inc. | New York | NY | 09/2014 | 05/2017 |
| Citizens Securities, Inc. | New York | NY | 02/2022 | 07/2022 |
| Neuberger Berman | New York | NY | 01/2025 | Present |
| Bank Of America | New York | NY | 07/2022 | 07/2024 |
| Transition | New York | NY | 07/2024 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-07 |
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