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Nicholas Peter Alexiou

J.P. Morgan Securities LLC

Napa, CA

Sonoma, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-01
  • CA RA
    APPROVED
    Since 2026-01-01

Branch Locations

699 Trancas Street, Napa, CA 94558 • United States

501 Broadway, Sonoma, CA 95476 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Napa CA 09/2019 Present
J.P. Morgan Securities Llc Napa CA 11/2019 Present
Oliver's Market Santa Rosa CA 06/2013 07/2019
University Of California - San Diego San Diego CA 09/2015 06/2019
Unemployed Sonoma CA 07/2019 09/2019
  • 09/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Napa, CA
  • 11/2019 → Present
    J.P. Morgan Securities Llc
    Napa, CA
  • 06/2013 → 07/2019
    Oliver's Market
    Santa Rosa, CA
  • 09/2015 → 06/2019
    University Of California - San Diego
    San Diego, CA
  • 07/2019 → 09/2019
    Unemployed
    Sonoma, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-29
S63 Uniform Securities Agent State Law Examination 2019-12-30
  • S66 Uniform Combined State Law Examination
    2025-12-29
  • S63 Uniform Securities Agent State Law Examination
    2019-12-30
Other Names
  • Nick Peter Alexiou
  • Nicholas Alexiou

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NAPA, CA
MORGAN STANLEY · Napa, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
WELLS FARGO CLEARING SERVICES, LLC · NAPA, CA
5T WEALTH, LLC · NAPA, CA
BENEFITS PLUS, LLC · NAPA, CA

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