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Sergio P Holguin

Nwm Advisors, LLC

San Luis Obispo, CA

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Current Employers
Nwm Advisors, Llc

735 Tank Farm Road Suite 250, San Luis Obispo, CA 93401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-28
  • CA RA
    APPROVED
    Since 2020-05-28

Branch Locations

735 Tank Farm Road Suite 250, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Tribune Newspaper Digital Development Director CA 10/2002 04/2019
Nwm Advisors, Llc San Luis Obispo CA 06/2019 Present
  • 10/2002 → 04/2019
    The Tribune Newspaper
    Digital Development Director, CA
  • 06/2019 → Present
    Nwm Advisors, Llc
    San Luis Obispo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-28
  • S65 Uniform Investment Adviser Law Examination
    2020-05-28
Designations
Other Names
  • Sergio Palma Holguin
  • Holguin P Sergio

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA
EDWARD JONES · SAN LUIS OBISPO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Luis Obispo, CA
CORVUS WEALTH ADVISORS LLC · SAN LUIS OBISPO, CA
PEAK WEALTH ADVISORS, INC. · SAN LUIS OBISPO, CA
CREW WEALTH MANAGEMENT · SAN LUIS OBISPO, CA

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