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Antonio Llach Mena

Ubs Financial Services Inc.

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-04
TX RA APPROVED 2022-08-22
  • NY RA
    APPROVED
    Since 2023-07-04
  • TX RA
    APPROVED
    Since 2022-08-22

Branch Locations

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kfroce New York NY 07/2018 10/2019
Ubs Weehakwen NJ 11/2019 01/2022
Ubs Financial Services Inc. New York NY 01/2022 Present
University Of Colorado Boulder Boulder CO 08/2017 05/2018
Banco Agricola San Salvador 06/2017 07/2017
University Of Colorado Boulder Boulder CO 08/2016 05/2017
  • 07/2018 → 10/2019
    Kfroce
    New York, NY
  • 11/2019 → 01/2022
    Ubs
    Weehakwen, NJ
  • 01/2022 → Present
    Ubs Financial Services Inc.
    New York, NY
  • 08/2017 → 05/2018
    University Of Colorado Boulder
    Boulder, CO
  • 06/2017 → 07/2017
    Banco Agricola
    San Salvador
  • 08/2016 → 05/2017
    University Of Colorado Boulder
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-22
  • S66 Uniform Combined State Law Examination
    2022-08-22
Other Names
  • Antonio Llach Mena
  • Antonio Llachmena

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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