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Charles Joseph Wick

J.P. Morgan Securities LLC

Mount Juliet, TN

Lebanon, TN

Mount Juliet, TN

Brentwood, TN

Nashville , TN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-06-15
TX RA APPROVED_RES 2021-06-08
  • TN RA
    APPROVED
    Since 2021-06-15
  • TX RA
    APPROVED_RES
    Since 2021-06-08

Branch Locations

11359 Lebanon Rd, Mount Juliet, TN 37122 • United States

449 Highway 109 N, Lebanon, TN 37090 • United States

401 S Mount Juliet Rd Ste 125, Mount Juliet, TN 37122 • United States

288 Franklin Rd, Brentwood, TN 37027 • United States

2140 Murfreesboro Pike , Nashville , TN 37217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Nashville TN 03/2008 02/2018
Td Ameritrade, Inc. Hendersonville TN 02/2018 01/2021
Td Ameritrade Investment Management, Llc Hendersonville TN 02/2018 12/2020
Jp Morgan Chase Bank, N.A. Hendersonville TN 05/2021 Present
J.P. Morgan Securities Llc Hendersonville TN 05/2021 Present
Scottrade Investment Management Hendersonville TN 03/2017 02/2018
Unemployed Hermitage TN 02/2021 04/2021
  • 03/2008 → 02/2018
    Scottrade, Inc.
    Nashville, TN
  • 02/2018 → 01/2021
    Td Ameritrade, Inc.
    Hendersonville, TN
  • 02/2018 → 12/2020
    Td Ameritrade Investment Management, Llc
    Hendersonville, TN
  • 05/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Hendersonville, TN
  • 05/2021 → Present
    J.P. Morgan Securities Llc
    Hendersonville, TN
  • 03/2017 → 02/2018
    Scottrade Investment Management
    Hendersonville, TN
  • 02/2021 → 04/2021
    Unemployed
    Hermitage, TN
Previous Registrations
  • 2018-03-05 → 2021-01-11
    Td Ameritrade, Inc.
    Hendersonville, TN
    Nashville, TN
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Hendersonville, TN
  • 2017-04-19 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2005-09-07 → 2006-06-26
    Ameriprise Financial Services, Llc
    Tampa, FL
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-11
  • S66 Uniform Combined State Law Examination
    2017-04-11
Other Names
  • Charles Joseph Wick
  • Charles Joseph Wick Ii
  • Charles J Wick Ii
  • Charles Wick

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
PRIVATE ADVISOR GROUP, LLC
BROOKSTONE WEALTH ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
PFS INVESTMENTS INC.
PAUL WINKLER, INC.
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

BRYAN CLARK DE CUIR
KATHRYN MURPHY
MARTIN DALTON PORTER
Jeremy Newgard
Justin Harding
RYAN KEITH SCOTT
JOSHUA WILLIAMSON
MORGAN VIVIEN SHRUM

Other Offices

LPL FINANCIAL LLC · MT. JULIET, TN
PRIVATE ADVISOR GROUP, LLC · Mount Juliet, TN
PRIVATE ADVISOR GROUP, LLC · Mount Juliet, TN
BROOKSTONE WEALTH ADVISORS, LLC · Mount Juliet, TN
TRUIST ADVISORY SERVICES, INC. · MOUNT JULIET, TN
TRUIST ADVISORY SERVICES, INC. · MOUNT JULIET, TN
PFS INVESTMENTS INC. · MOUNT JULIET, TN
PAUL WINKLER, INC. · MT. JULIET, TN

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