Adam Roth

Current Employers

Employment History

• 11/2019 → 02/2024
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 10/2019 → 02/2024
  Evansville Teachers Fcu
  Evansville, IN
• 11/2018 → 10/2019
  Evansville Rescue Mission
  Evansville, IN
• 12/2016 → 01/2018
  Trinity Bible College
  Evansville, IN
• 09/2015 → 11/2018
  Onemain Financial
  Evansville, IN
• 05/2022 → 02/2024
  Lpl Financial Llc
  Evansville, IN
• 02/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Evansville, IN
• 03/2024 → Present
  Bank Of America, N.A.
  Evansville, IN

Previous Registrations

• 2022-05-18 → 2024-02-13
  Lpl Financial Llc
  Evansville, IN
  Evansville, IN
  Washington, IN
  Newburgh, IN
• 2020-01-23 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Evansville, IN

Other Businesses

I*1731284, Entity Type: Entity Charitable Name of OBA: Bethel Church Address: Evansville, IN 47714 Investment Related: N Position, Title, Association: Board Member Employee Start Date: 02/01/2024 No Hours: 5 No Hours during trading: 0 Duties: I am an Elder. I help oversee the financial and spiritual leadership of the church with the other Elders. I will not directly have access to any of the the churches finances but will get monthly reports on the finances. I have no decision making authority on vendors or account providers. 1) 09/13/2022 - Liberty Wealth Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/12/2022 - 40 Hours Per Month/325 Hours During Securities Trading. I*4725273 Entity Type: Entity Charitable Name of OBA: Lampion Center Address: Evansville, Indiana, 47714 Investment Related: No Position, Title, Association: Committee Employee Start Date: 07/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: The nature and purpose of the organization is to provide counseling and adoption services to our community. They are primarily a counseling agency specializing in family therapy. They also offer adoption services where they find and place hopeful parents with children needing adoption. I will become the Chair of the Development Committee. I will help the Executive Director and Development Director work to increase board member donor recruitment. I will also work to help design and facilitate the organization's annual fundraising event "The Chocolate Affair".

Exams

• S66 Uniform Combined State Law Examination
  2020-01-22

Other Names

• Adam Roth
• Adam Carl Roth