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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-12
NY RA APPROVED 2022-11-14
  • NJ RA
    APPROVED
    Since 2023-06-12
  • NY RA
    APPROVED
    Since 2022-11-14

Branch Locations

New York, NY • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Highland Lakes, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 11/2019 Present
Pfizer New York NY 06/2018 08/2018
Pfizer New York NY 06/2017 08/2017
College Of The Holy Cross Worcester MA 09/2015 05/2019
Unemployed N/A XX 06/2019 11/2019
  • 11/2019 → Present
    Ubs Financial Services
    New York, NY
  • 06/2018 → 08/2018
    Pfizer
    New York, NY
  • 06/2017 → 08/2017
    Pfizer
    New York, NY
  • 09/2015 → 05/2019
    College Of The Holy Cross
    Worcester, MA
  • 06/2019 → 11/2019
    Unemployed
    N/A, XX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-14
  • S66 Uniform Combined State Law Examination
    2022-11-14
Other Names
  • Luke Madden

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