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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-01-13 |
| TX | RA | APPROVED | 2026-01-07 |
Branch Locations
2740 Rue De Jardin Suite 300, Lake Charles, LA 70605 • United States
2740 Rue De Jardin Ste 300, Lake Charles, LA 70605 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Lake Charles | LA | 11/2019 | 01/2020 |
| At&T | Lafayette | LA | 04/1999 | 11/2019 |
| Raymond James Financial Services, Inc. | Lake Charles | LA | 01/2020 | 01/2026 |
| Lpl Financial Llc | Lake Charles | LA | 01/2026 | Present |
1)12/24/2025 - Covenant Peak Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/24/2025 - C&C Babin Capital Investments LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Lake Charles, LA - Start: 05/2021 - 100 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-20 |
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