Sneha Neela Mahajan

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 01/2017
  Cigna
  Newton, MA
• 02/2018 → 05/2018
  Beacon Hill Staffing/ Rue La La
  Boston, MA
• 06/2018 → 06/2018
  Unemployed
  Boston, MA
• 07/2018 → 10/2018
  Wellington Management
  Boston, MA
• 11/2018 → 10/2019
  Unemployed
  Cookeville, TN
• 11/2019 → 09/2023
  Ubs Financial Services Inc
  Weehawken, NJ
• 02/2017 → 01/2018
  Unemployed
  Boston, MA
• 11/2023 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 11/2023 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 10/2023 → 10/2023
  Unemployed
  New York, NY

Previous Registrations

• 2020-03-11 → 2023-10-16
  Ubs Financial Services Inc.
  Weehawken, NJ

Exams

• S66 Uniform Combined State Law Examination
  2020-03-09

Designations

• Certified Financial Planner