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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-09
NY RA APPROVED 2025-08-05
  • TX RA
    APPROVED
    Since 2025-09-09
  • NY RA
    APPROVED
    Since 2025-08-05

Branch Locations

231 Grand St, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 06/2025 Present
Jpmorgan Chase Bank, N.A. New York NY 12/2022 Present
Goldman Sachs New York NY 06/2022 12/2022
Compintelligence Oxford CT 01/2022 05/2022
Champamerica New York NY 05/2017 01/2022
Barclays New York NY 04/2010 03/2017
Unemployed New York NY 04/2017 04/2017
  • 06/2025 → Present
    New York, NY
  • 12/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2022 → 12/2022
    Goldman Sachs
    New York, NY
  • 01/2022 → 05/2022
    Compintelligence
    Oxford, CT
  • 05/2017 → 01/2022
    Champamerica
    New York, NY
  • 04/2010 → 03/2017
    Barclays
    New York, NY
  • 04/2017 → 04/2017
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-04
  • S66 Uniform Combined State Law Examination
    2025-08-04
Other Names
  • Heather Lu
  • Wei Lu
  • Heather Wei Lu-Lasky

View on SEC IAPD

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