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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States

505 Northern Blvd, Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uber Technologies Long Island City NY 01/2016 12/2019
Tantoglu Llc Levittown NY 09/2018 05/2019
New York Life Insurance Company Melville NY 10/2019 04/2022
Nylife Securities Llc. Melville NY 03/2020 04/2022
The Prudential Insurance Company Of America Great Neck NY 04/2022 Present
Pruco Securities Llc Great Neck NY 04/2022 11/2024
Lpl Enterprise, Llc Great Neck NY 11/2024 Present
  • 01/2016 → 12/2019
    Uber Technologies
    Long Island City, NY
  • 09/2018 → 05/2019
    Tantoglu Llc
    Levittown, NY
  • 10/2019 → 04/2022
    New York Life Insurance Company
    Melville, NY
  • 03/2020 → 04/2022
    Nylife Securities Llc.
    Melville, NY
  • 04/2022 → Present
    The Prudential Insurance Company Of America
    Great Neck, NY
  • 04/2022 → 11/2024
    Great Neck, NY
  • 11/2024 → Present
    Great Neck, NY
Previous Registrations
  • 2023-06-07 → 2024-11-14
    New York, NY
    Paramus, NJ
    Great Neck, NY
    Great Neck, NY
    Carle Place, NY
    Great Neck, NY
Other Businesses

1) 07/21/2025-Tantoglu Consulting Inc-Owner-Business Entity For Tax/Investment Purposes Only-Inv related-At Smithtown, NY-Start date 07/10/2025-0hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-01
S63 Uniform Securities Agent State Law Examination 2021-12-10
  • S65 Uniform Investment Adviser Law Examination
    2023-06-01
  • S63 Uniform Securities Agent State Law Examination
    2021-12-10

View on SEC IAPD

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