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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-20 |
| CA | RA | APPROVED | 2024-03-15 |
Branch Locations
2141 Rosecrans Ave Ste 4100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 06/2018 | 08/2020 |
| Wedgewood Inc. | Redondo Beach | CA | 06/2017 | 08/2017 |
| University Of Arizona | Tucson | AZ | 08/2014 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | El Segundo | CA | 08/2020 | 09/2021 |
| Mariner Platform Solutions | Manhattan Beach | CA | 09/2021 | Present |
| Ocean Path | Manhattan Beach | CA | 09/2021 | Present |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 06/2018 | 08/2020 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-04-05 |
| S66 | Uniform Combined State Law Examination | 2020-03-09 |
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