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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-14
CA RA APPROVED 2022-06-15
  • TX RA
    APPROVED
    Since 2022-07-14
  • CA RA
    APPROVED
    Since 2022-06-15

Branch Locations

11811 Bernardo Plaza Ct, San Diego, CA 92128 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 10/2019 Present
Unemployed Laguna Niguel CA 08/2019 10/2019
San Diego State University San Diego CA 08/2015 08/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-11
  • S66 Uniform Combined State Law Examination
    2022-06-11

View on SEC IAPD

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