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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-07 |
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2020-03-04 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Poughkeepsie | NY | 10/2019 | Present |
| Vapeology | Poughkeepsie | NY | 01/2014 | 10/2019 |
| Bank Of America, N.A | Poughkeepsie | NY | 12/2019 | Present |
I*2036322, Entity Type, Entity Charitable, Name of OBA: Integra Pregnancy Services, Address: Poughkeepsie, NY, 12601, Investment Related: No, Position, Title, Association: Board Mbr, Employee Start Date: 11/01/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: General board member. I*2162279, Entity Type For profit, Name of OBA: Dutchess County Sheriff's Office, Division of Correction Address: Poughkeepsie, NY 12601 Investment Related: No Position, Title, Association: Volunteer Employee Start Date:1-27-2025 No Hours: 1 monthly No Hours during trading: 0 Duties: I will be a positive resource to the inmate population. I*2237280, Entity Type Entity Charitable, Name of OBA: ASTOR SERVICES FOR CHILDREN & FAMILIES Address: Rhinebeck, New York12572 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 04/25/2025No Hours: 1 monthly No Hours during trading: 0 Duties: Astor provides essential supports, tools and high quality, comprehensive behavioral health and educational services to engage, empower and strengthen children, adults and families in all communities. I will be on the board helping achieve this. I*: 2477270 Entity Type: Charitable Name of OBA: Old Rhinebeck Aerodrome Address: Rhinebeck, NY 12572 Investment Related: No Position, Title, Association: Board member Employee Start Date: 7/1/2025 Number of Hours: 4 hrs annually Number of Hours during trading: 0 Duties: General Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-03 |
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