Warren Beth

Employer firm

Alps Advisors, Inc. CRD 134340

$38.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (investment companies)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → Present
  Alps Advisors, Inc.
  Denver, CO
• 12/2012 → 12/2016
  Red Rocks Capital Llc
  Denver, CO

Other Businesses

Tenzing Capital Group LLC Investment related 533 S. University Blvd, Denver, CO 80209 Family stock pool Manager Start: March 2021 Approximately 2 hrs per month Approximately 1 hr per month during trading hours Description: LLC pooling immediate family assets together for allocation to stock market

Designations

• Chartered Financial Analyst