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Darwin F Cruz

Citigroup Global Markets Inc.

Oak Brook, IL

Elk Grove Village, IL

Park Ridge, IL

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-01
  • IL RA
    APPROVED
    Since 2023-09-01

Branch Locations

Citi Wealth Management, Sales, 1900 Spring Rd, Suite 101, Oak Brook, IL 60523 • United States

Cwm Retail, Sales 850 Arlington Heights Road, Elk Grove Village, IL 60007 • United States

Citi Retail Banking 115 N. Northwest Highway, Park Ridge, IL 60068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 10/2019 04/2023
J.P. Morgan Securities Llc Chicago IL 10/2019 04/2023
Hoopis Group Chicago IL 06/2018 09/2019
Air National Guard Recruiting Peoria IL 08/2015 10/2018
Hoopis Group Chicago IL 06/2016 01/2017
Mass Mutual Life Insurance Co Chicago IL 06/2018 08/2019
Citigroup Global Markets Inc. Park Ridge IL 05/2023 Present
  • 10/2019 → 04/2023
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 10/2019 → 04/2023
    J.P. Morgan Securities Llc
    Chicago, IL
  • 06/2018 → 09/2019
    Hoopis Group
    Chicago, IL
  • 08/2015 → 10/2018
    Air National Guard Recruiting
    Peoria, IL
  • 06/2016 → 01/2017
    Hoopis Group
    Chicago, IL
  • 06/2018 → 08/2019
    Mass Mutual Life Insurance Co
    Chicago, IL
  • 05/2023 → Present
    Citigroup Global Markets Inc.
    Park Ridge, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-01
S63 Uniform Securities Agent State Law Examination 2020-05-21
  • S65 Uniform Investment Adviser Law Examination
    2023-09-01
  • S63 Uniform Securities Agent State Law Examination
    2020-05-21
Other Names
  • Darwin F Cruz
  • Darwin Cruz
  • Darwin Fernando Cruz
  • Darwin F Cruz

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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