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Jin Liu

Hightower Advisors, LLC

Deerfield, IL

CRD 7189885

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-11-04
  • IL RA
    APPROVED
    Since 2019-11-04

Branch Locations

500 Lake Cook Rd. Suite 210, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors Llc Deerfield IL 06/2019 Present
Navistar Inc Lisle IL 07/2014 06/2019
Other Businesses

Ecommerce Express LLC, Partner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-12-08
S65 Uniform Investment Adviser Law Examination 2019-11-04
  • S63 Uniform Securities Agent State Law Examination
    2020-12-08
  • S65 Uniform Investment Adviser Law Examination
    2019-11-04

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
CAPITAL RESOURCE MANAGEMENT,INC.
ROBERTS, GLORE & CO.

Nearby Investors

DAVID SCOTT PEARLSTEIN
STEVEN SCOTT HOWARD
Farrahlyn S Vo

Nearby Offices

MORGAN STANLEY · Deerfield, IL
CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL

More in Deerfield, IL

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