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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-15 |
| SC | RA | APPROVED | 2021-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Mt Pleasant | SC | 08/2019 | 12/2019 |
| The Cason Group | Columbia | SC | 06/2016 | 12/2020 |
| Lawn Ranger Lawn Care Service | Columbia | SC | 04/2012 | 10/2019 |
| Lpl Financial, Llc | Columbia | SC | 01/2021 | Present |
| Lawn Ranger | Columbia | SC | 01/2021 | Present |
1. 2/24/2021 - EFinancial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/19/2021 - 160 Hours Per Month. 2. 7/20/2021 - The Cason Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 7/6/2021 - 10 Hours Per Month/10 Hours During Securities Trading. 3) 05/14/2025 - CHRISTOPHER HARRIS - Investment Related - Real Estate Rental - Home Based - Start Date: 08/01/2025 - 2 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-27 |
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