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Matthew Fitzgerald Dunn

Ubs Financial Services Inc.

New York, NY

New York, NY

West Chatham, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-02
NY RA APPROVED 2021-11-01
  • TX RA
    APPROVED
    Since 2021-12-02
  • NY RA
    APPROVED
    Since 2021-11-01

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

West Chatham, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 09/2013 03/2017
Jpmorgan Chase Bank Na New York NY 09/2013 03/2017
Ubs Financial Services Inc. New York NY 03/2017 Present
  • 09/2013 → 03/2017
    J.P. Morgan Securities Llc
    New York, NY
  • 09/2013 → 03/2017
    Jpmorgan Chase Bank Na
    New York, NY
  • 03/2017 → Present
    Ubs Financial Services Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-02
S63 Uniform Securities Agent State Law Examination 2006-12-11
  • S66 Uniform Combined State Law Examination
    2021-12-02
  • S63 Uniform Securities Agent State Law Examination
    2006-12-11
Other Names
  • Matthew Fitzgerald Dunn

View on SEC IAPD

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