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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-25 |
Branch Locations
2912 Legacy Dr, Plano, TX 75023 • United States
201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Dallas | TX | 06/2015 | Present |
| Wells Fargo Clearing Services, Llc | Allen | TX | 10/2019 | 12/2021 |
| Walmart | Frisco | TX | 11/2018 | 12/2018 |
| Walmart | Frisco | TX | 12/2017 | 06/2018 |
| P.F Chang China Bistro | Allen | TX | 12/2017 | 12/2017 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 03/2022 | Present |
| Bank Of America/Merrill Lynch | Coppell | TX | 01/2022 | 02/2022 |
| Subway | Lucas | TX | 03/2021 | 08/2021 |
| Uber | Allen | TX | 03/2021 | Present |
| Door Dash | Allen | TX | 03/2021 | Present |
SUBWAY, NOT INV RELATED, ALLEN, TX, SANDWHICH ARTIST, START 12/7/24, 30 HRS PER MONTH, 0 HRS DURING TRADING, FOOD SERVER;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-20 |
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