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Lian Gu

J.P. Morgan Securities LLC

Columbus, OH

Louisville, KY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-08-29
TX RA APPROVED 2022-09-18
IN RA APPROVED 2022-09-09
  • KY RA
    APPROVED
    Since 2023-08-29
  • TX RA
    APPROVED
    Since 2022-09-18
  • IN RA
    APPROVED
    Since 2022-09-09

Branch Locations

3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States

2209 Holiday Manor Center, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. South Bend IN 05/2018 11/2022
J.P. Morgan Securities Llc South Bend IN 10/2019 11/2022
Woodforest National Bank Mishawaka IN 08/2017 05/2018
East West Bank New York NY 06/2016 04/2017
Unemployed South Bend IN 04/2017 07/2017
Jpmorgan Chase Bank, N.A. Louisville KY 11/2022 Present
J.P. Morgan Securities Llc Louisville KY 11/2022 Present
  • 05/2018 → 11/2022
    Jpmorgan Chase Bank, N.A.
    South Bend, IN
  • 10/2019 → 11/2022
    J.P. Morgan Securities Llc
    South Bend, IN
  • 08/2017 → 05/2018
    Woodforest National Bank
    Mishawaka, IN
  • 06/2016 → 04/2017
    East West Bank
    New York, NY
  • 04/2017 → 07/2017
    Unemployed
    South Bend, IN
  • 11/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Louisville, KY
  • 11/2022 → Present
    J.P. Morgan Securities Llc
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-05
S63 Uniform Securities Agent State Law Examination 2020-01-03
  • S66 Uniform Combined State Law Examination
    2022-07-05
  • S63 Uniform Securities Agent State Law Examination
    2020-01-03
Other Names
  • Lianlian Gu

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
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