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Current Employers
Scott Braddock Financial,Llc

8601 Six Forks Rd Suite 400, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-19
  • NC RA
    APPROVED
    Since 2026-08-19

Branch Locations

8601 Six Forks Rd Suite 400, Raleigh, NC 27615 • United States

Almega Wealth Management

8350 E. Raintree Drive, Suite 215, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-01-12
  • NC RA
    APPROVED
    Since 2023-01-12

Branch Locations

8350 E. Raintree Drive, Suite 215, Scottsdale, AZ 85260 • United States

8601 Six Forks Road Suite 400, Raleigh, NC 27615 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Financial Raleigh NC 08/2008 01/2018
Scott Braddock Financial Raleigh NC 12/2015 Present
Southport Capital Raleigh NC 07/2018 02/2021
Southport Capital Raleigh NC 02/2021 11/2021
Almega Wealth Management Raleigh NC 06/2022 01/2023
Almega Wealth Management Raleigh NC 01/2023 Present
  • 08/2008 → 01/2018
    United Financial
    Raleigh, NC
  • 12/2015 → Present
    Scott Braddock Financial
    Raleigh, NC
  • 07/2018 → 02/2021
    Southport Capital
    Raleigh, NC
  • 02/2021 → 11/2021
    Southport Capital
    Raleigh, NC
  • 06/2022 → 01/2023
    Raleigh, NC
  • 01/2023 → Present
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-29
  • S65 Uniform Investment Adviser Law Examination
    2021-04-29
Other Names
  • Scott Braddock

View on SEC IAPD

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