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Frandy Cruz

J.P. Morgan Securities LLC

New York, NY

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-03
NY RA APPROVED 2022-12-19
  • TX RA
    APPROVED
    Since 2023-02-03
  • NY RA
    APPROVED
    Since 2022-12-19

Branch Locations

260 Madison Avenue, New York, NY 10016 • United States

277 Park Ave., Fl 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Skechers Usa New York NY 06/2015 10/2017
Nyc Office Of Management And Budget New York NY 06/2018 03/2019
Leviathan Capital New York NY 03/2019 11/2019
Citi Private Bank New York NY 10/2019 10/2021
Baruch College New York NY 01/2016 12/2018
J.P. Morgan Securities Llc New York NY 10/2022 Present
Jpmorgan Chase Bank, N.A. New York NY 10/2022 Present
Citigroup Global Markets Inc New York NY 10/2019 10/2021
Unemployed New York NY 10/2021 10/2022
  • 06/2015 → 10/2017
    Skechers Usa
    New York, NY
  • 06/2018 → 03/2019
    Nyc Office Of Management And Budget
    New York, NY
  • 03/2019 → 11/2019
    Leviathan Capital
    New York, NY
  • 10/2019 → 10/2021
    Citi Private Bank
    New York, NY
  • 01/2016 → 12/2018
    Baruch College
    New York, NY
  • 10/2022 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 10/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 10/2019 → 10/2021
    Citigroup Global Markets Inc
    New York, NY
  • 10/2021 → 10/2022
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-14
S63 Uniform Securities Agent State Law Examination 2020-01-13
  • S66 Uniform Combined State Law Examination
    2022-11-14
  • S63 Uniform Securities Agent State Law Examination
    2020-01-13
Other Names
  • Frandy J Cruz
  • Randy Cruz

View on SEC IAPD

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