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Shalmali Suhas Kulkarni

Pathview Wealth Advisors

San Diego, CA

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Current Employers
Pathview Wealth Advisors

1455 Frazee Road Suite 700, San Diego, CA 92108 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2023-04-21
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2023-04-21

Branch Locations

1455 Frazee Road Suite 700, San Diego, CA 92108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rowling & Associates San Diego CA 07/2019 10/2020
Rowling & Associates San Diego CA 12/2017 07/2019
Rowling & Associates San Diego CA 05/2017 12/2017
Unemployed San Diego CA 03/2013 05/2017
Rowling & Associates Llc San Diego CA 10/2020 06/2024
Pathview Wealth Advisors San Diego CA 06/2024 Present
  • 07/2019 → 10/2020
    Rowling & Associates
    San Diego, CA
  • 12/2017 → 07/2019
    Rowling & Associates
    San Diego, CA
  • 05/2017 → 12/2017
    Rowling & Associates
    San Diego, CA
  • 03/2013 → 05/2017
    Unemployed
    San Diego, CA
  • 10/2020 → 06/2024
    Rowling & Associates Llc
    San Diego, CA
  • 06/2024 → Present
    Pathview Wealth Advisors
    San Diego, CA
Previous Registrations
  • 2019-10-12 → 2020-11-09
    Rowling & Associates
    San Diego, CA
Designations

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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