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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-24 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2021 | Present |
| J.P. Morgan Securities Llc | New York | NY | 10/2021 | Present |
| Reign Living, Llc | West Palm Beach | FL | 01/2020 | 08/2021 |
| Lpl Financial, Llc | Manhattan Beach | CA | 09/2019 | 11/2019 |
| Flavor Insights, Llc | Benicia | CA | 07/2016 | 06/2017 |
| University Of Southern California | Los Angeles | CA | 08/2017 | 12/2019 |
| Unemployed | Alamo | CA | 07/2017 | 07/2017 |
| Unemployed | North Palm Beach | FL | 09/2021 | 09/2021 |
Effective 10/11/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-05 |
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