Paul Stawarz

Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 03/2020
  Lpl Financial
  Frisco, TX
• 05/2015 → 05/2019
  Texas Tech University
  Lubbock, TX
• 08/2020 → 05/2021
  Valmark Securities
  Schaumberg, OH
• 06/2020 → 08/2020
  Unemployed
  Sycamore, IL
• 06/2021 → 07/2022
  Swan Global Investments, Llc
  Durango, CO
• 07/2021 → 07/2022
  Northern Lights Distributors, Llc
  Elkhorn, NE
• 07/2022 → 01/2023
  J.P. Morgan Institutional Investments Inc.
  Chicago, IL
• 07/2022 → 01/2023
  J.P. Morgan Investment Management Inc.
  Chicago, IL
• 06/2019 → 07/2019
  Unemployed
  Frisco, TX
• 01/2023 → 04/2024
  Swan Capital Management, Llc
  Durango, CO
• 02/2023 → 04/2024
  Northern Lights Distributors, Llc
  Elkhorn, NE
• 04/2024 → 01/2025
  Performance Trust Capital Partners, Llc
  Chicago, IL
• 04/2024 → 01/2025
  Pt Asset Management, Llc
  Chicago, IL
• 02/2025 → 11/2025
  Alps Distributors, Inc.
  Denver, CO
• 12/2025 → Present
  Neuberger Berman
  New York, NY

Previous Registrations

• 2020-11-16 → 2021-05-21
  Valmark Advisers, Inc.
  Schaumburg, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-10
• S66 Uniform Combined State Law Examination
  2020-11-16

Other Names

• Paul Henry Stawarz
• Paul Stawarz
• Paul H. Stawarz