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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-08-06 |
| PA | RA | APPROVED | 2026-07-07 |
| FL | RA | APPROVED | 2026-06-25 |
| TX | RA | APPROVED_RES | 2026-03-27 |
| NY | RA | APPROVED | 2026-03-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steve Madden | Garden City | NY | 07/2016 | 09/2016 |
| Unemployed | Freeport | NY | 10/2016 | 09/2019 |
| Axa Advisors Llc | New York | NY | 10/2019 | 02/2020 |
| Guardian Life Insurance Company | Garden City | NY | 06/2020 | 08/2021 |
| National Financial Network | Garden City | NY | 04/2020 | 08/2021 |
| Equitable Advisors, Llc | New York | NY | 09/2021 | 03/2026 |
| J.P. Morgan Securities Llc | New York | NY | 03/2026 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 03/2026 | Present |
| Massachusetts Mutual Life Insurance Co | New York | NY | 05/2024 | 03/2026 |
| Saks & Company Llc | Huntington | NY | 11/2019 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-13 |
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