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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-07 |
| CT | RA | APPROVED | 2023-07-21 |
| NY | RA | APPROVED | 2021-12-17 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Bank | New York | NY | 02/2016 | 12/2017 |
| City National Rochdale | New York | NY | 12/2017 | Present |
(1) Name of the other business: Rental Property Whether the business is investment-related: Non investment-related Address of the other business: 154 Cold Spring Rd, #51, Stamford, Ct 06902 Nature of the other business: Rental Property your position: title, or relationship with the other business: Owner Start date of your relationship: 07/01/2025 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: My husband and I own a condo that we are renting out. My husband deals with the tenant. I have had no involvement.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-06-07 |
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