Richard Clay Robbins

Current Employers

Employment History

• 04/2007 → 03/2017
  Strategic Financial Concepts, Llc
  Austin, TX
• 09/2009 → 03/2017
  Lpl Financial, Llc
  Seguin, TX
• 03/2017 → Present
  Oakwell Private Wealth Management
  New Braunfels, TX
• 04/2017 → 06/2023
  Purshe Kaplan Sterling Investments, Inc
  Albany, NY

Previous Registrations

• 2007-05-08 → 2017-03-28
  Strategic Financial Concepts, Llc
  Seguin, TX
  San Antonio, TX

Other Businesses

1. Robbins Financial Coordinating Services, Inc. Investment Related. 2546 Otter Way, New Braunfels, TX 78132. It is for Tax Reporting Only. All my Revenue Flows into here for Tax Reporting. I do no Securities Business Under this Name. President/Owner. 06/2007. 4 Hrs/Mo; 1 Hr During Trading Hours. I am the President and only Shareholder. This Company is for Tax Reporting Only. 2. Circle R Properties. Not Investment Related. 2546 Otter Way, New Braunfels, TX 78132. This Company Holds Rental Property. Member/Manager. 12/2016. 2 Hrs/Mo; 0 During Trading Hours. I Own Rental Houses through this Company. 3. Legacy CFO, LLC. Not Investment Related. 2546 Otter Way, New Braunfels, TX 78132. I Hold Fixed and Indexed Insurance and Annuity Contracts through this Business. Manager. 11/2016. 15 Hrs/Mo; 3 Hrs During Trading Hours. I am the Manager of this Company. I am Responsible for Obtaining Insurance Licenses and Appointments. I am Responsible for Paying the Bills of the Company. 4. Oakwell Private Wealth, LLC. Investment Related. See Registered Branch Office Location. Fee Based Business. IAR & Partner. 04/2017. 100 Hrs/Mo; 6 Hrs/Day During Trading Hours. Financial Planning and Investment Advise.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-04-05
• S63 Uniform Securities Agent State Law Examination
  2005-07-22