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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-05-20
  • TN RA
    APPROVED
    Since 2013-05-20

Branch Locations

1330-A Neal Street, Cookeville, TN 38501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Cookeville TN 05/2013 Present
Raymond James Financial Services Advisors Inc. Cookeville TN 05/2013 Present
Highlands Financial Partners Cookeville TN 08/2015 02/2018
Guardian Life Insurance Company Cookeville TN 03/2017 02/2018
  • 05/2013 → Present
    Raymond James Financial Services
    Cookeville, TN
  • 05/2013 → Present
    Cookeville, TN
  • 08/2015 → 02/2018
    Highlands Financial Partners
    Cookeville, TN
  • 03/2017 → 02/2018
    Guardian Life Insurance Company
    Cookeville, TN
Previous Registrations
  • 2006-07-12 → 2013-05-20
    Knoxville, TN
  • 2007-03-19 → 2013-05-17
    Fsc Securities Corporation
    Crossville, TN
    Crossville, TN
    Crossville, TN
    Cookville, TN
    Cookeville, TN
    Jamestown, TN
    Knoxville, TN
    Cookeville, TN
Other Businesses

(1) Name of Business: The Standard Address: 1330 Neal St Ste A, Cookeville, TN, 38501, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/18/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Selling Group Benefits for The Standard, specifically group life and disability.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-31
  • S66 Uniform Combined State Law Examination
    2006-05-31
Designations

View on SEC IAPD

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