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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-13 |
| TX | RA | APPROVED | 2025-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smbc | New York | NY | 01/2015 | 09/2019 |
| Mufg Securities Americas Inc | New York | NY | 09/2019 | 06/2023 |
| Mufg Bank, Ltd. | New York | NY | 12/2022 | 06/2023 |
| Rbc Capital Markets, Llc | New York | NY | 07/2023 | 02/2024 |
| American Capital Partners Llc | Hauppauge | NY | 09/2024 | 11/2025 |
| Unemployed | New York | NY | 03/2024 | 08/2024 |
| Partners Capital Services Inc. | Hauppauge | NY | 09/2024 | 11/2025 |
| Jpmorgan Chase Bank, N.A. | Garden City | NY | 11/2025 | Present |
| J.P. Morgan Securities Llc | Garden City | NY | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-21 |
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