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Nicholas Lee Kakavas

J.P. Morgan Securities LLC

Colorado Springs, CO

Boulder, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-09-30
TX RA APPROVED 2024-09-30
  • CO RA
    APPROVED
    Since 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-30

Branch Locations

4190 Austin Bluffs Pkwy, Flr 01, Colorado Springs, CO 80918 • United States

1301 Canyon Blvd., Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Broomfield CO 10/2019 07/2021
New York Life Insurance Broomfield CO 10/2019 07/2021
Post And Associates Wheat Ridge CO 05/2019 02/2020
Fairview High School Boulder CO 06/2017 05/2019
Welch Financial Planning Boulder CO 07/2021 01/2022
Sterling Jewelers Inc. Broomfield CO 10/2016 11/2016
University Of Colorado Boulder Boulder CO 08/2018 12/2020
Otero Junior College La Junta CO 08/2015 05/2018
Unemployed Westminster CO 02/2022 03/2022
Jpmorgan Chase Bank, N.A. Boulder CO 04/2022 Present
J.P. Morgan Securities Llc Boulder CO 04/2022 Present
  • 10/2019 → 07/2021
    Nylife Securities Llc
    Broomfield, CO
  • 10/2019 → 07/2021
    New York Life Insurance
    Broomfield, CO
  • 05/2019 → 02/2020
    Post And Associates
    Wheat Ridge, CO
  • 06/2017 → 05/2019
    Fairview High School
    Boulder, CO
  • 07/2021 → 01/2022
    Welch Financial Planning
    Boulder, CO
  • 10/2016 → 11/2016
    Sterling Jewelers Inc.
    Broomfield, CO
  • 08/2018 → 12/2020
    University Of Colorado Boulder
    Boulder, CO
  • 08/2015 → 05/2018
    Otero Junior College
    La Junta, CO
  • 02/2022 → 03/2022
    Unemployed
    Westminster, CO
  • 04/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Boulder, CO
  • 04/2022 → Present
    J.P. Morgan Securities Llc
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
  • S66 Uniform Combined State Law Examination
    2024-09-30
Other Names
  • Nicholas Kakavas
  • Nicholas L Kakavas
  • Nick Kakavas

View on SEC IAPD

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Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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