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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-07
LA RA APPROVED 2021-11-16
  • TX RA
    APPROVED
    Since 2021-12-07
  • LA RA
    APPROVED
    Since 2021-11-16

Branch Locations

10313 Jefferson Hwy Ste B, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Altus Wealth Management Baton Rouge LA 10/2019 09/2021
Geneos Wealth Management Baton Rouge LA 10/2019 09/2021
Fishing Charter Grand Isle LA 06/2019 08/2019
Louisiana State University Baton Rouge LA 08/2014 05/2019
Altus Wealth Management Baton Rouge LA 09/2021 Present
Geneos Wealth Management Inc Baton Rouge LA 09/2021 11/2021
Lpl Financial Llc Baton Rouge LA 11/2021 Present
  • 10/2019 → 09/2021
    Altus Wealth Management
    Baton Rouge, LA
  • 10/2019 → 09/2021
    Geneos Wealth Management
    Baton Rouge, LA
  • 06/2019 → 08/2019
    Fishing Charter
    Grand Isle, LA
  • 08/2014 → 05/2019
    Louisiana State University
    Baton Rouge, LA
  • 09/2021 → Present
    Altus Wealth Management
    Baton Rouge, LA
  • 09/2021 → 11/2021
    Baton Rouge, LA
  • 11/2021 → Present
    Baton Rouge, LA
Previous Registrations
Other Businesses

1)11/16/2021 - Altus Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/20/2012 - 160 Hr/Mth 2)11/16/2021 - ALTUS BENEFIT SOLUTIONS - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 08/2012 - 10 Hr/Mth 3)11/16/2021 - TRACTION SPORTS PERFORMANCE - Train athletes on sports performance - Other - Sports Trainer - Inv Rel - Baton Rouge, LA - 10 Hr/Mth 4)11/16/2021 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/28/2021 - 160 Hr/Mth 5) 08/08/2025 - Altus Private Client - DBA for LPL Business (entity for LPL business)- Inv Rel - At Reported Business Location(s) - Start: 07/23/2025 - 10 Hr/Mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-01
S63 Uniform Securities Agent State Law Examination 2021-03-22
  • S66 Uniform Combined State Law Examination
    2021-09-01
  • S63 Uniform Securities Agent State Law Examination
    2021-03-22
Other Names
  • Clay Moffitt

View on SEC IAPD

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