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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-05-07 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The West | Des Moines | IA | 07/2016 | 08/2019 |
| Principal Life Insurance | Des Moines | IA | 09/2019 | Present |
| Principal Securities Inc | Des Moines | IA | 10/2019 | Present |
| Aligned Wealth Advisors | Wet Des Moines | IA | 11/2025 | Present |
**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/16/2024 ADDRESS: 6701 Westown Pkwy Ste 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed insurance: life, disability, annuities, long term care, health, Medicare supplements, group benefits. **ALIGNED WEALTH ADVISORS (DBA) POSITION: Financial Advisor NATURE: DI Insurance Group/Health Insurance Life Insurance/Annuities Mutual Funds/Securities/ VA / VL Fee-based Financial Planning INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2025 ADDRESS: 6701 Westown Pkwy, Ste 200, West Des Moines IA 50266, United States DESCRIPTION: DBA marketing name. **MIC HOLDINGS LLC POSITION: Owner/Investor NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/21/2025 ADDRESS: 13200 Timberline Dr, Urbandale IA 50323, United States DESCRIPTION: This entity is an LLC created for real estate investing. Investment will derive from identifying undervalued residential properties, renovating them to add value, collecting rent, and/or reselling them for a profit.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-13 |
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