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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

10000 Lincoln Dr. E. Suite 201, Marlton, NJ 08053 • United States

Collingswood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Marlton NJ 08/2019 11/2024
Slack Incorporated Thorofare NJ 08/2018 12/2019
Camden County College Camden NJ 01/2018 12/2018
Starbucks Coffee Company Voorhees NJ 03/2015 05/2019
Prudential Insurance Company Of America Marlton NJ 12/2019 Present
Prudential Insurance Company Of America Marlton NJ 12/2019 Present
Lpl Enterprise, Llc Marlton NJ 11/2024 Present
  • 08/2019 → 11/2024
    Marlton, NJ
  • 08/2018 → 12/2019
    Slack Incorporated
    Thorofare, NJ
  • 01/2018 → 12/2018
    Camden County College
    Camden, NJ
  • 03/2015 → 05/2019
    Starbucks Coffee Company
    Voorhees, NJ
  • 12/2019 → Present
    Prudential Insurance Company Of America
    Marlton, NJ
  • 12/2019 → Present
    Prudential Insurance Company Of America
    Marlton, NJ
  • 11/2024 → Present
    Marlton, NJ
Previous Registrations
Other Businesses

EXECUTOR FOR DAVID HOEY AND NANCY FISCHANG POSITION: Executor of estate NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2020 ADDRESS: 14 Chippenham Drive, Voorhees NJ 08043, United States DESCRIPTION: As the executor, I will complete the following duties:- Obtain a copy of the will, death certificate, and other important documents- Apply for probate- Notify any interested parties of the death- Manage the assets and property - Pay valid claims and expenses- File tax returns- Distribute the assets to the beneficiaries GARDEN STATE FINANCIAL AGENCY POSITION: Financial Planner NATURE: Help clients with their insurance and financial planning needs. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/25/2023 ADDRESS: 525 Route 73 N, Suite 202, Marlton NJ 08053, United States DESCRIPTION: - Meet with clients to review their existing Prudential products (if applicable) as well as help them with their insurance and financial planning needs -Present solutions based on in-depth fact finding and analysis - Complete and submit applications or paperwork

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-08
S63 Uniform Securities Agent State Law Examination 2019-11-15
  • S65 Uniform Investment Adviser Law Examination
    2020-12-08
  • S63 Uniform Securities Agent State Law Examination
    2019-11-15

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