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Samuel I Winter

Western Wealth Management LLC

Golden, CO

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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-04-23
  • CO RA
    APPROVED
    Since 2025-04-23

Branch Locations

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Denver CO 09/2019 01/2024
Student Closter NJ 09/2001 08/2019
Td Ameritrade, Inc. Denver CO 07/2022 01/2024
Td Ameritrade Investment Management, Llc Denver CO 07/2022 01/2024
Charles Schwab Bank, Ssb Denver CO 12/2022 01/2024
Lpl Financial, Llc Fort Mill SC 07/2024 Present
Park Avenue Securities Greenwood Village CO 02/2024 05/2024
Western Wealth Management, Llc Golden CO 04/2025 Present
  • 09/2019 → 01/2024
    Charles Schwab & Co., Inc.
    Denver, CO
  • 09/2001 → 08/2019
    Student
    Closter, NJ
  • 07/2022 → 01/2024
    Td Ameritrade, Inc.
    Denver, CO
  • 07/2022 → 01/2024
    Td Ameritrade Investment Management, Llc
    Denver, CO
  • 12/2022 → 01/2024
    Charles Schwab Bank, Ssb
    Denver, CO
  • 07/2024 → Present
    Lpl Financial, Llc
    Fort Mill, SC
  • 02/2024 → 05/2024
    Park Avenue Securities
    Greenwood Village, CO
  • 04/2025 → Present
    Western Wealth Management, Llc
    Golden, CO
Previous Registrations
  • 2021-05-03 → 2024-01-11
    Charles Schwab & Co., Inc.
    Lone Tree, CO
    Lone Tree, CO
    Denver, CO
    Denver, CO
    Denver, CO
  • 2022-07-14 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Lone Tree, CO
    Denver, CO
    Denver, CO
  • 2022-07-14 → 2022-10-14
    Td Ameritrade, Inc.
    Lone Tree, CO
    Denver, CO
    Denver, CO
    Denver, CO
Other Businesses

1) 07/2024 - Western Wealth Management, LLC / -DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-02
S63 Uniform Securities Agent State Law Examination 2020-08-21
  • S66 Uniform Combined State Law Examination
    2021-05-02
  • S63 Uniform Securities Agent State Law Examination
    2020-08-21
Other Names
  • Sam Winter
  • Samuel Ivan Winter

View on SEC IAPD

Other Firms

P.A. SCHOPEN & ASSOCIATES, LLC
ASPEN LEAF WEALTH MANAGEMENT, PBC
LPL FINANCIAL LLC
SNOWDEN CAPITAL ADVISORS LLC
CETERA INVESTMENT ADVISERS LLC
INTEGRATED WEALTH CONCEPTS LLC
EDWARD JONES
CREATIVEONE WEALTH, LLC

Other Investors

MICHAEL ANTHONY COLEMAN
Christine M Callaway
MATTHEW A CICHOCKI
Gregory Beal
Charles Edwin Hellums
Brooke Lee Martinez
Diana Lynne Bobka
ADAM WATSON HALL

Other Offices

P.A. SCHOPEN & ASSOCIATES, LLC · GOLDEN, CO
ASPEN LEAF WEALTH MANAGEMENT, PBC · GOLDEN, CO
LPL FINANCIAL LLC · GOLDEN, CO
WESTERN WEALTH MANAGEMENT LLC · GOLDEN, CO
SNOWDEN CAPITAL ADVISORS LLC · Golden, CO
CETERA INVESTMENT ADVISERS LLC · GOLDEN, CO
WESTERN WEALTH MANAGEMENT LLC · GOLDEN, CO
INTEGRATED WEALTH CONCEPTS LLC · GOLDEN, CO

More in Golden, CO

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