Alan Wilfred Vest

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2026-02-13
MI	RA	APPROVED	2025-10-30
GA	RA	APPROVED	2025-10-29
OH	RA	APPROVED	2020-06-15

TN RA
APPROVED

Since 2026-02-13
MI RA
APPROVED

Since 2025-10-30
GA RA
APPROVED

Since 2025-10-29
OH RA
APPROVED

Since 2020-06-15

Branch Locations

315 Deadrick Street 16Th Floor, Nashville, TN 37238 • United States

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Nashville	TN	10/2019	Present
Wright State University	Fairborn	OH	04/2015	04/2019
Unemployed	Dayton	OH	04/2015	10/2019

10/2019 → Present

Ubs Financial Services Inc.

Nashville, TN
04/2015 → 04/2019

Wright State University

Fairborn, OH
04/2015 → 10/2019

Unemployed

Dayton, OH

Other Businesses

4508 Skywood Lane,, , Tennessee United States ,Sole proprietorship , Real Estate , My wife and I are the owners of the property and are renting it out. Rental Income will be about $1,800/month , Proprietor / owner Landlord . Start date 7/10/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-14

S66 Uniform Combined State Law Examination

2020-06-14

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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