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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-17 |
| CA | RA | APPROVED | 2020-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Napa | CA | 09/2019 | Present |
| Schug Carneros Estate Winery | Sonoma | CA | 06/2011 | Present |
| Home Depot | Merced | CA | 03/2017 | 09/2017 |
| United States Marine Corps Reserve | San Jose | CA | 02/2015 | Present |
| University Of California At Merced | Merced | CA | 06/2014 | 05/2019 |
| Bank Of America, N.A. | Napa | CA | 10/2019 | Present |
Schug Carneros Estate Winery; Not investment related; Sonoma, Ca, 95476; Wine Retail; Tasting Room Associate; Family business; Start 06/2013; 16 hours; 0 hours during trading hours; Sell wine and take care of duties related to the running of a tasting room.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-27 |
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