Steven Barbosa

Current Employers

Employment History

• 03/2015 → 10/2019
  Exp Realty Llc
  Lafayette, LA
• 10/2019 → 12/2020
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2020 → 12/2020
  Northwestern Mutual Investment Services Llc
  Lafayette, LA
• 10/2019 → 11/2020
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2020 → 02/2024
  Royal Alliance
  Lafayette, LA
• 03/2024 → Present
  Lpl Financial Llc
  Lafayette, LA
• 12/2020 → 03/2024
  Osaic Wealth Inc
  Lafayette, LA

Previous Registrations

• 2021-04-19 → 2024-03-13
  Osaic Wealth, Inc.
  Lafayette, LA

Other Businesses

1) 02/01/2024 - Insurance Advisors LLC - Non-Variable Insurance - Selling: Life, Health, Disability - LA 70508 - Investment related - 25 Hours per month - Start date: 10/07/2019. 2) 02/01/2024 - Real Estate Rental - Owner - LA 70518 - Investment related - 2 Hours per month - Start date: 01/05/2018. 3) 02/01/2024 - Barbosa Holdings LLC - Business owner - Business Entity used for Tax and Investment Purposes Only - LA, 70518 - Non investment related - 152 Hours per month - Start date: 01/01/2024. 4) 02/01/2024 - Wealth Advisor, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 152 Hours per month. 5) 02/03/2025- Elephant Insurance LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/13/2025- 30 Hours Per Month- 10 Hours During Trading 6) 02/03/2025- Elephant Wealth- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2025- 180 Hours Per Month- 180 Hours During Trading 7) 01/27/2025- Elephant Tax LLC- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/13/2025- 30 Hours Per Month- 15 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-16
• S63 Uniform Securities Agent State Law Examination
  2020-09-01

Other Names

• Steven Barbosa