Jiaqi Peng

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Covina, CA
• 08/2016 → Present
  Bank Of America, N.A.
  West Covina, CA
• 01/2013 → 02/2017
  My Wireless
  Santa Ana, CA

Other Businesses

I*504017For profit or not for profit: Name of outside business organization: Jiaqi Peng Investment related: N Address of business: RP, RP, RP Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/1/2020Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0Duties:

Exams

• S66 Uniform Combined State Law Examination
  2019-12-23

Other Names

• Brian Peng