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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-27 |
| CA | RA | APPROVED | 2019-12-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Covina | CA | 08/2016 | Present |
| Bank Of America, N.A. | West Covina | CA | 08/2016 | Present |
| My Wireless | Santa Ana | CA | 01/2013 | 02/2017 |
I*504017For profit or not for profit: Name of outside business organization: Jiaqi Peng Investment related: N Address of business: RP, RP, RP Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/1/2020Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-23 |
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