Sarah Kleinschmidt

Employer firm

Cetera Planning Partners CRD 129625

$4.16B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → 12/2023
  Lee Financial Securities, Inc.
  Honolulu, HI
• 09/2019 → 05/2024
  Lee Financial Group Hawaii, Inc.
  Honolulu, HI
• 09/2019 → 12/2023
  Lee Financial Recordkeeping, Inc.
  Honolulu, HI
• 11/2010 → 07/2020
  Pancakes & Waffles
  Honolulu, HI
• 08/2017 → 08/2019
  Helemano Elementary School
  Wahiawa, HI
• 04/2017 → 05/2018
  The Plaza Assisted Living
  Pearl City, HI
• 05/2024 → Present
  Cetera Planning Partners
  Leawood, KS

Previous Registrations

• 2020-05-22 → 2024-05-29
  Lee Financial Group Hawaii, Inc.
  Honolulu, HI

Other Businesses

THE EPISCOPAL CHURCH IN HAWAII (THE DIOCESE) HONOLULU, HI - INVESTMENT RELATED. POSITION: CO-CHAIR OF THE INVESTMENT COMMISSION BOARD. RESPONSIBILITIES INCLUDE OVERSIGHT OF THE DIOCESE INVESTMENT PORTFOLIO. START DATE: JUNE 2024. APPROXIMATELY 3 HR. PER MONTH, 1 DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2020-05-21

Other Names

• Sarah Elizabeth Kleinshmidt
• Sarah Elizabeth Kleinschmidt