William Cole Imeson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2019
  Signature Financial Management, Inc.
  Norfolk, VA
• 07/2019 → 09/2022
  Brown Advisory
  Richmond, VA
• 11/2022 → Present
  Ubs Financial Services
  New York, NY

Previous Registrations

• 2019-10-04 → 2023-04-10
  Brown Advisory
  Richmond, VA
  Norfolk, VA

Other Businesses

1. The BIPIS Foundation, Supporting the preservation and protection of tropical rainforests, primarily in Costa Rica, Officer, Secretary-Treasurer: maintain records and assist with annual filing, start date-3/1/2019, RichmondVAUnited States-23220

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-03-27
• S65 Uniform Investment Adviser Law Examination
  2019-10-04

Other Names

• William Cole Imeson
• William Imeson