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Abby Harris

Ubs Financial Services Inc.

Nashville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-03-15
  • TN RA
    APPROVED
    Since 2023-03-15

Branch Locations

3102 West End Avenue Suite 780, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Nashville TN 09/2019 03/2021
Wells Fargo Advisors Nashville TN 03/2021 05/2022
Ubs Financial Services Inc. Nashville TN 06/2022 Present
University Of Mississippi Oxford MS 08/2015 05/2019
Extended Travel Columbus GA 05/2019 08/2019
  • 09/2019 → 03/2021
    Merrill Lynch
    Nashville, TN
  • 03/2021 → 05/2022
    Wells Fargo Advisors
    Nashville, TN
  • 06/2022 → Present
    Ubs Financial Services Inc.
    Nashville, TN
  • 08/2015 → 05/2019
    University Of Mississippi
    Oxford, MS
  • 05/2019 → 08/2019
    Extended Travel
    Columbus, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-13
  • S66 Uniform Combined State Law Examination
    2023-03-13
Other Names
  • Abby Harris
  • Abby E Harris

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

More in Nashville, TN

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